Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phoenix Equity Partners Limited
FRN 147966
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 14 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2025)
- CF11 Money Laundering Reporting (29 Jul 2015 to 8 Dec 2019)
- CF3 Chief Executive (29 Jul 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.