Richard Streeter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RICHARD KEEN (INSURANCE BROKERS) LIMITED

    FRN 116686

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • LEABOLD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 402291

    • CF30 Customer (19 Mar 2015 to 8 Dec 2019)
  • David Stock & Co Limited (no longer approved here)

    FRN 121754

    • CF30 Customer (12 Jan 2010 to 1 Mar 2015)
    • CF24 Pension Transfer Specialist (25 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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