Richard Stephan Casey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northcross Capital LLP (no longer approved here)

    FRN 435490

    • [FCA CF] Client dealing (6 Apr 2023 to 31 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (11 Dec 2018 to 13 Jan 2023)
    • [FCA CF] Manager of certification employee (12 Oct 2018 to 13 Jan 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Jan 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 17 Jun 2008)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (25 Apr 2002 to 8 Aug 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.