Richard Stanley Pierce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 9 Sep 2015)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Chester Financial Wealth Management Limited

    FRN 568560

    • Employed By (since 16 Jan 2019)
  • INNES REID INVESTMENTS LIMITED (no longer approved here)

    FRN 211626

    • CF30 Customer (1 Jan 2015 to 5 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.