Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • SMF7 Group Entity Senior Manager (since 8 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 8 Aug 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 8 Aug 2025)
    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Material risk taker (since 19 Nov 2024)
    • [FCA CF] Significant management (since 19 Nov 2024)
    • [FCA CF] Manager of certification employee (since 24 Mar 2025)
    • [FCA CF] Significant management (since 19 Nov 2024)
    • [FCA CF] Material risk taker (since 19 Nov 2024)
    • SMF1 Chief Executive (26 Jan 2023 to 4 Aug 2023)
    • SMF3 Executive Director (26 Jan 2023 to 4 Aug 2023)
    • [FCA CF] Significant management (15 Dec 2022 to 26 Jan 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (6 Jun 2017 to 8 Dec 2019)
    • CF1 Director (6 Jun 2017 to 8 Dec 2019)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • SMF1 Chief Executive (26 Jan 2023 to 1 Feb 2026)
    • SMF3 Executive Director (26 Jan 2023 to 1 Feb 2026)
    • [FCA CF] Significant management (15 Dec 2022 to 26 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.