Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF1 Chief Executive (26 Jan 2023 to 1 Sep 2023)
    • SMF3 Executive Director (26 Jan 2023 to 1 Sep 2023)
    • [FCA CF] Significant management (15 Dec 2022 to 26 Jan 2023)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 13 May 2016)
    • CF29 Significant management (7 Sep 2015 to 6 Mar 2016)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF2 Non Executive Director (16 Jul 2014 to 31 Dec 2015)
    • CF1 Director (19 Aug 2011 to 16 Jul 2014)
    • CF3 Chief Executive (19 Aug 2011 to 16 Jul 2014)
    • CF30 Customer (19 Aug 2011 to 16 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.