Richard Simon French

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James & James Financial Advisers Limited (no longer approved here)

    FRN 531539

    • CF30 Customer (16 Feb 2011 to 15 Feb 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 2 May 2007)
  • Independent Wealth Management Consultants Ltd (no longer approved here)

    FRN 138903

    • CF1 Director (1 Dec 2001 to 1 Jun 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jan 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.