Richard Phelps

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lewis & Co (Investments & Pensions) Limited

    FRN 143646

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (21 Apr 2022 to 7 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.