Richard Peter Turner

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (7 Dec 2021 to 3 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Apr 2021 to 3 Jun 2022)
    • [FCA CF] Material risk taker (7 Apr 2021 to 3 Jun 2022)
    • [FCA CF] Client dealing (16 Mar 2021 to 3 Jun 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (7 Apr 2021 to 3 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Apr 2021 to 3 Jun 2022)
    • [FCA CF] Client dealing (16 Mar 2021 to 3 Jun 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Mar 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Mar 2021)
    • CF30 Customer (27 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.