Richard Peter Lavell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Mar 2011 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Sep 2010 to 31 Jan 2011)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF30 Customer (30 Dec 2008 to 6 Aug 2010)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 31 Oct 2007)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.