Richard Paul Larner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooks Macdonald Asset Management Limited
FRN 184918
- [FCA CF] Client dealing (since 14 Nov 2022)
- [FCA CF] Manager of certification employee (since 16 Jul 2021)
- [FCA CF] Material risk taker (since 16 Nov 2020)
- SMF18 Other Overall Responsibility (24 Apr 2024 to 13 Apr 2026)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (14 Dec 2007 to 8 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.