Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2020)
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (4 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (26 Sep 2008 to 20 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 10 Aug 2008)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (13 Feb 2004 to 5 Apr 2004)
- CF26 Customer Trading (13 Feb 2004 to 5 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.