Richard Noel Gommo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (4 Mar 2016 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.