Richard Murphy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited (no longer approved here)
FRN 154234
- [FCA CF] Client dealing (1 Aug 2022 to 1 Nov 2024)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (31 Oct 2020 to 1 Nov 2024)
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
Westpac Banking Corporation (no longer approved here)
FRN 124586
- CF30 Customer (30 Mar 2009 to 28 Feb 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF26 Customer Trading (16 Dec 2005 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF26 Customer Trading (6 Sep 2004 to 31 Aug 2005)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF26 Customer Trading (1 Dec 2001 to 13 Jul 2004)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF26 Customer Trading (1 Dec 2001 to 13 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.