Richard Michael Matthews

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Augmentum Capital LLP

    FRN 543041

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jun 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jun 2011 to 8 Dec 2019)
    • CF4 Partner (10 Jun 2011 to 8 Dec 2019)
  • Augmentum Fintech Management Limited

    FRN 811734

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
    • CF1 Director (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF30 Customer (27 Nov 2009 to 16 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.