Richard Michael Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liverpool Victoria Financial Advice Services Limited
FRN 186890
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
OneFamily Advice Limited (no longer approved here)
FRN 783577
- [FCA CF] Functions requiring qualifications (3 May 2022 to 10 Jan 2025)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Feb 2020)
Emerald Finance Limited (no longer approved here)
FRN 837525
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.