Richard McKay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (18 Jan 2023 to 31 Mar 2025)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (31 Aug 2016 to 11 Dec 2022)
    • [FCA CF] Material risk taker (31 Aug 2016 to 8 Mar 2021)
    • CF30 Customer (1 Oct 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.