Richard Mark Mann

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTEC INTERNATIONAL PRIVATE OFFICE LIMITED (no longer approved here)

    FRN 780642

    • CF30 Customer (15 Sep 2017 to 26 Oct 2017)
    • CF1 Director (15 Sep 2017 to 26 Oct 2017)
    • CF10 Compliance Oversight (15 Sep 2017 to 26 Oct 2017)
    • CF11 Money Laundering Reporting (15 Sep 2017 to 26 Oct 2017)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 10 Feb 2009)
    • CF24 Pension Transfer Specialist (4 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
    • CF27 Investment Management (19 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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