Richard Mark Facer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP

    FRN 416697

    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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