Richard Julian Clark

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clark Finance Ltd
FRN 1045778
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
- Responsibility for MCD Intermediation (since 6 Feb 2026)
- Responsible for Insurance Distribution (since 6 Feb 2026)
- SMF16 Compliance Oversight (since 6 Feb 2026)
- SMF3 Executive Director (since 6 Feb 2026)
Napex Finance Ltd (no longer approved here)
FRN 827051
- CF1 Director (AR) (6 Jan 2022 to 5 Feb 2026)
Connect IFA Ltd (no longer approved here)
FRN 441505
- CF1 Director (AR) (22 Oct 2021 to 5 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (13 Nov 2020 to 5 Feb 2026)
Clark Finance Limited (no longer approved here)
FRN 711260
- Employed By (22 Oct 2021 to 5 Feb 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.