Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 26 Jul 2010)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (10 Jan 2006 to 26 Apr 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 10 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.