Richard John Goody

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Asset Management Limited (no longer approved here)

    FRN 195763

    • [FCA CF] Material risk taker (30 Nov 2021 to 30 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2023)
    • CF1 Director (7 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2015 to 8 Dec 2019)
    • CF28 Systems and controls (7 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (31 May 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.