Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Local Pensions Partnership Investments Ltd
FRN 724653
- [FCA CF] Significant management (since 26 May 2021)
- [FCA CF] Material risk taker (since 26 May 2021)
- [FCA CF] Manager of certification employee (since 26 May 2021)
- [FCA CF] Client dealing (since 26 May 2021)
- SMF3 Executive Director (3 Jul 2020 to 31 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jul 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jul 2020)
- CF30 Customer (23 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (11 Apr 2011 to 19 May 2017)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Oct 2004 to 10 May 2006)
- CF27 Investment Management (26 Jul 2004 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.