Richard James Mowthorpe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LaSalle Investment Management (no longer approved here)
FRN 179466
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Feb 2021)
- CF10 Compliance Oversight (10 Mar 2006 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Mar 2006 to 8 Dec 2019)
Jones Lang Lasalle Corporate Finance Limited (no longer approved here)
FRN 140854
- CF10 Compliance Oversight (15 Jul 2004 to 24 Jul 2012)
- CF11 Money Laundering Reporting (15 Jul 2004 to 24 Jul 2012)
- CF1 Director (15 Jul 2004 to 24 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.