Richard James McGrand

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allied Irish Banks Plc (no longer approved here)
FRN 204793
- CF11 Money Laundering Reporting (18 Dec 2012 to 17 Mar 2014)
Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- CF10a CASS Oversight function (1 Oct 2011 to 2 Jul 2012)
- CF11 Money Laundering Reporting (30 Jan 2009 to 2 Jul 2012)
- CF10 Compliance Oversight (29 Mar 2006 to 2 Jul 2012)
KUWAIT FINANCE HOUSE PLC (no longer approved here)
FRN 131818
- CF10 Compliance Oversight (1 Sep 2003 to 8 Mar 2006)
- CF11 Money Laundering Reporting (1 Sep 2003 to 8 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.