Richard James Finney

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

R&Q Reinsurance Company (UK) Limited
FRN 202188
- SMF3 Executive Director (since 1 Nov 2021)
Inceptum Insurance Company Limited (no longer approved here)
FRN 203238
- SMF3 Executive Director (4 Dec 2020 to 28 Nov 2024)
Polo Managing Agency Limited (no longer approved here)
FRN 204976
- [PRA CF] Significant risk taker or Material risk taker (25 Oct 2019 to 26 Apr 2022)
MARCO GAMMA LIMITED (no longer approved here)
FRN 202793
- SMF3 Executive Director (29 Jul 2019 to 7 Nov 2025)
- CF29 Significant management (6 Jun 2017 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.