Richard Ian Gourlay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sussex Place Ventures Limited

    FRN 188525

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10a CASS Oversight function (4 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 May 2005 to 31 Mar 2009)
    • CF3 Chief Executive (23 May 2005 to 8 Dec 2019)
    • CF1 Director (23 May 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 May 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 May 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (23 May 2005 to 31 Oct 2007)
  • Top Technology Ventures Limited (no longer approved here)

    FRN 122336

    • CF27 Investment Management (1 Dec 2001 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.