Richard Holland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 7 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (26 Jan 2022 to 9 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (19 Feb 2021 to 9 Dec 2022)
    • CF30 Customer (9 Feb 2021 to 9 Dec 2022)
  • Coronation Wealth Management LLP (no longer approved here)

    FRN 826961

    • Employed By (9 Feb 2021 to 9 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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