Richard Henry Briance

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PMB CAPITAL LTD
FRN 737196
- [FCA CF] Client dealing (since 5 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (8 Aug 2023 to 21 May 2024)
- CF1 Director (15 Jun 2016 to 8 Dec 2019)
- CF30 Customer (15 Jun 2016 to 8 Dec 2019)
Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF30 Customer (5 Nov 2015 to 14 Jun 2016)
- CF1 Director (AR) (5 Nov 2015 to 14 Jun 2016)
Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)
FRN 578074
- CF3 Chief Executive (8 Aug 2012 to 14 Jul 2014)
- CF1 Director (8 Aug 2012 to 1 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.