PMB CAPITAL LTD

• Principal Place of Business

  P M B Capital Ltd

  48-49 St. James's Street

  London

  Westminster

  SW1A 1JT

  UNITED KINGDOM

  Phone

  +4402033842226

  Web

  http://www.pmbcap.com

• Complaints Contact

  P M B Capital Ltd

  48-49 St. James's Street

  London

  Westminster

  SW1A 1JT

  UNITED KINGDOM

  Phone

  +442033842226

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Rawlinson

  IRN AXR02319

  • CF30 Customer (23 Mar 2018 to 9 Aug 2018)
• Benedict Alexander Peterpaul von Schmeling

  IRN BXS13803

  • [FCA CF] Client dealing (5 Feb 2020 to 19 May 2022)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Benno Karl Eric von Buchwaldt

  IRN BXB13852

  • SMF16 Compliance Oversight (since 16 May 2024)
  • SMF3 Executive Director (since 16 May 2024)
  • [FCA CF] Client dealing (since 5 Feb 2020)
  • CF30 Customer (13 Apr 2019 to 8 Dec 2019)
• Charles Murray Craig Rose

  IRN CXR00173

  • [FCA CF] Client dealing (since 5 Feb 2020)
• Christoph Ladanyi

  IRN CXL01086

  • [FCA CF] Client dealing (since 5 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Aug 2023 to 21 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 May 2024)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
  • CF1 Director (15 Jun 2016 to 8 Dec 2019)
• Courtney Ewart

  IRN CXE00166

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Daniel McKeown

  IRN DXM01253

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Eduard Friedman

  IRN EXF00052

  • [FCA CF] Client dealing (5 Feb 2020 to 1 Aug 2022)
• George Teakle

  IRN GXT71696

  • [FCA CF] Client dealing (since 9 Jan 2023)
• Henrik Oliver Schliemann

  IRN HOS01002

  • [FCA CF] Client dealing (5 Feb 2020 to 8 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2023)
  • CF10 Compliance Oversight (16 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
  • CF1 Director (15 Jun 2016 to 8 Dec 2019)

No changes recorded yet.