PMB CAPITAL LTD

• Principal Place of Business

  P M B Capital Ltd

  48-49 St. James's Street

  London

  Westminster

  SW1A 1JT

  UNITED KINGDOM

  Phone

  +4402033842226

  Web

  http://www.pmbcap.com

• Complaints Contact

  P M B Capital Ltd

  48-49 St. James's Street

  London

  Westminster

  SW1A 1JT

  UNITED KINGDOM

  Phone

  +442033842226

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh Dudley Valentine Elwes

  IRN HDE01005

  • [FCA CF] Client dealing (since 1 Oct 2025)
• Javier Perez Pera

  IRN JXP00864

  • [FCA CF] Client dealing (since 10 Jan 2023)
• John Royall

  IRN JXR00692

  • [FCA CF] Client dealing (since 7 Apr 2021)
• Jonathan Kelly Evans

  IRN JXE00113

  • SMF3 Executive Director (since 16 May 2024)
  • SMF1 Chief Executive (since 16 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 May 2024)
  • [FCA CF] Client dealing (since 5 Feb 2020)
• Konstantin Nikolaus Maria Mettenheimer

  IRN KNM01023

  • [FCA CF] Client dealing (since 5 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (15 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Luis Bacher

  IRN LXB00749

  • [FCA CF] Client dealing (since 11 Nov 2024)
• Maximilian Finsterwald

  IRN MXF00632

  • [FCA CF] Client dealing (since 10 Nov 2025)
• Richard Henry Briance

  IRN RHB01030

  • [FCA CF] Client dealing (since 5 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (8 Aug 2023 to 21 May 2024)
  • CF1 Director (15 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Richard Rohla

  IRN RXR25360

  • [FCA CF] Client dealing (since 4 Apr 2022)

No changes recorded yet.