Richard Heath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verition Advisors (UK Partners) LLP (no longer approved here)
FRN 989410
- [FCA CF] Client dealing (23 Sep 2023 to 17 Oct 2025)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (26 May 2021 to 22 Sep 2023)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 10 May 2021)
- [FCA CF] Client dealing (14 Feb 2018 to 10 May 2021)
Oxford Asset Management LLP (no longer approved here)
FRN 461545
- CF30 Customer (16 Dec 2017 to 31 Dec 2017)
Metage Capital Limited (no longer approved here)
FRN 196835
- CF30 Customer (1 Nov 2007 to 31 Mar 2015)
- CF27 Investment Management (4 Mar 2005 to 31 Oct 2007)
- CF26 Customer Trading (4 Jun 2003 to 20 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.