Richard Hayes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Service Financial Limited

    FRN 479175

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
  • Lighthouse One (UK) Ltd (no longer approved here)

    FRN 405718

    • (2)Employed By (5 Jan 2007 to 30 May 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 Nov 2006 to 9 Aug 2013)
  • Bluestar Mortgages Ltd (no longer approved here)

    FRN 408885

    • Employed By (31 Oct 2004 to 9 Aug 2013)
  • Moore & York Financial Services Ltd (no longer approved here)

    FRN 215062

    • (10)Employed By (18 Jul 2002 to 2 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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