Richard Harris

• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (10 Feb 2014 to 31 Mar 2021)
  • CF1 Director (AR) (10 Feb 2014 to 14 Oct 2019)
• 2 Plan Wealth Management Limited (no longer approved here)

  FRN 461598

  • CF30 Customer (4 Apr 2013 to 18 Feb 2014)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF1 Director (AR) (26 Feb 2013 to 20 Mar 2013)
  • CF30 Customer (30 Jun 2011 to 12 Apr 2013)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (25 Jan 2011 to 25 Aug 2011)
• CMD Financial Solutions Ltd (no longer approved here)

  FRN 538333

  • Employed By (25 Jan 2011 to 31 Mar 2021)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (16 Oct 2009 to 31 Dec 2010)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

No changes recorded yet.