Richard Grant Palmer

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADVENT SOLUTIONS MANAGEMENT LIMITED
FRN 308751
- SMF16 Compliance Oversight (since 9 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
- SMF3 Executive Director (since 9 Jun 2025)
- [FCA CF] Significant management (1 Jun 2023 to 9 Jun 2025)
Vox Insurance Brokers Limited
FRN 998435
- SMF3 Executive Director (since 29 Nov 2023)
- SMF16 Compliance Oversight (since 29 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Nov 2023)
IRIS INSURANCE BROKERS LIMITED (no longer approved here)
FRN 310825
- CF28 Systems and controls (4 Oct 2018 to 16 Nov 2018)
Alwen Hough Johnson Limited (no longer approved here)
FRN 308774
- CF1 Director (AR) (26 Oct 2010 to 9 Sep 2014)
- CF28 Systems and controls (26 Jul 2010 to 10 Nov 2017)
- CF1 Director (26 Jul 2010 to 10 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.