Alwen Hough Johnson Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Gibbs
IRN AXG00323
- SMF3 Executive Director (since 11 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
- [FCA CF] Significant management (9 Dec 2020 to 16 Oct 2023)
Adam Parsons
IRN AXP00348
- [FCA CF] Significant management (since 20 Feb 2020)
- [FCA CF] Client dealing (20 Feb 2020 to 16 Feb 2022)
Adrian Vincent McCourt
IRN AVM01031
- CF1 Director (AR) (15 Nov 2010 to 11 Nov 2011)
Alan Edward Reeder
IRN AER01037
- CF28 Systems and controls (1 Nov 2007 to 18 Aug 2010)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 18 Aug 2010)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
Andrew Johnson
IRN AXJ00175
- [FCA CF] Manager of certification employee (9 Dec 2020 to 28 May 2021)
- [FCA CF] Significant management (9 Dec 2020 to 28 May 2021)
Angela Ann Treen
IRN AAT01019
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (AR) (14 Jan 2005 to 15 Apr 2008)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Anthony Blatchford Pickering
IRN ABP01034
- CF1 Director (AR) (26 Mar 2013 to 9 Oct 2014)
Benjamin Robert Speers
IRN BRS01068
- SMF3 Executive Director (since 30 Jul 2025)
Bertram Sinniah
IRN BXS00100
- SMF3 Executive Director (since 30 Jul 2025)
Callum John Tyndale Stewart
IRN CJS01237
- CF1 Director (AR) (6 Apr 2005 to 15 Apr 2008)
- CF1 Director (6 Apr 2005 to 31 Dec 2013)

Smaller firms operating under this firm's FCA authorisation.

Unicorn Energy Limited (no longer appointed)
FRN 596629 · Appointed 1 Mar 2013 · Until 31 Dec 2015
Roanoke International Brokers Limited (no longer appointed)
FRN 534793 · Appointed 1 Nov 2010 · Until 11 Nov 2011
Sagewell Ltd (no longer appointed)
FRN 510510 · Appointed 26 Oct 2009 · Until 9 Sep 2014
Egdean Ltd (no longer appointed)
FRN 430158 · Appointed 24 Mar 2005 · Until 1 Apr 2008
ALM 1 Limited (no longer appointed)
FRN 404201 · Appointed 14 Jan 2005 · Until 3 Apr 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.