Alwen Hough Johnson Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Catherine Matthews
IRN CXM00368
- [FCA CF] Significant management (since 9 Dec 2020)
Charles Julian Alexander Ross
IRN CJR01182
- CF1 Director (AR) (11 Nov 2010 to 11 Nov 2011)
Charles Michael Francis Bray
IRN CMB01166
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (19 May 2008 to 8 Dec 2019)
- CF1 Director (AR) (11 Apr 2005 to 1 Apr 2008)
Charles Neville Rupert Atkin
IRN CNA01006
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
- CF2 Non Executive Director (3 Jan 2018 to 8 Dec 2019)
Charles Vermont
IRN CXV00027
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (since 7 Jul 2025)
David Alan Keen
IRN DAK01086
- CF1 Director (AR) (23 Sep 2013 to 6 Nov 2015)
David Hugh Evan Price
IRN DHP01029
- CF2 Non Executive Director (3 Feb 2017 to 1 Sep 2017)
- CF1 Director (14 Jan 2005 to 3 Feb 2017)
- CF1 Director (AR) (14 Jan 2005 to 20 Aug 2009)
- CF3 Chief Executive (14 Jan 2005 to 11 May 2011)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 11 May 2011)
David James Raywood Sibree
IRN DJS01435
- SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
- CF1 Director (11 Nov 2009 to 8 Dec 2019)
- CF1 Director (AR) (11 Nov 2009 to 9 Sep 2014)
David Nicholas Doe
IRN DND01012
- CF1 Director (14 Jan 2005 to 1 Sep 2011)

Smaller firms operating under this firm's FCA authorisation.

Unicorn Energy Limited (no longer appointed)
FRN 596629 · Appointed 1 Mar 2013 · Until 31 Dec 2015
Roanoke International Brokers Limited (no longer appointed)
FRN 534793 · Appointed 1 Nov 2010 · Until 11 Nov 2011
Sagewell Ltd (no longer appointed)
FRN 510510 · Appointed 26 Oct 2009 · Until 9 Sep 2014
Egdean Ltd (no longer appointed)
FRN 430158 · Appointed 24 Mar 2005 · Until 1 Apr 2008
ALM 1 Limited (no longer appointed)
FRN 404201 · Appointed 14 Jan 2005 · Until 3 Apr 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.