Alwen Hough Johnson Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Oldham
IRN DXO00064
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
Deena Frances Sullivan
IRN DFS01047
- CF1 Director (AR) (29 Oct 2010 to 9 Sep 2014)
Dominic Boyce
IRN DXB00414
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
Eamonn Patrick Riordan
IRN EPR01001
- CF1 Director (AR) (15 Nov 2010 to 11 Nov 2011)
Edmond Wodehouse
IRN EXW00089
- [FCA CF] Client dealing (27 Jul 2020 to 16 Feb 2022)
Emma Bangs
IRN EXB00143
- [FCA CF] CASS oversight function (9 Dec 2020 to 16 Feb 2022)
Gary Masters
IRN GDM01077
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (31 Dec 2015 to 31 Dec 2015)
- CF3 Chief Executive (20 May 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (20 May 2011 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
George Blackwell
IRN GXB00252
- SMF3 Executive Director (since 1 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
Hugh Wilson
IRN HXW00055
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
James Michael Hands
IRN JMH01414
- SMF9 Chair of the Governing Body (since 9 Jul 2025)

Smaller firms operating under this firm's FCA authorisation.

Unicorn Energy Limited (no longer appointed)
FRN 596629 · Appointed 1 Mar 2013 · Until 31 Dec 2015
Roanoke International Brokers Limited (no longer appointed)
FRN 534793 · Appointed 1 Nov 2010 · Until 11 Nov 2011
Sagewell Ltd (no longer appointed)
FRN 510510 · Appointed 26 Oct 2009 · Until 9 Sep 2014
Egdean Ltd (no longer appointed)
FRN 430158 · Appointed 24 Mar 2005 · Until 1 Apr 2008
ALM 1 Limited (no longer appointed)
FRN 404201 · Appointed 14 Jan 2005 · Until 3 Apr 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.