Richard Graham Hooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (23 Mar 2017 to 13 Dec 2017)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (18 Sep 2014 to 26 Aug 2016)
Arma Partners LLP (no longer approved here)
FRN 454270
- CF30 Customer (24 Apr 2012 to 7 Jul 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 11 Apr 2012)
- CF23 Corporate Finance Adviser (10 Aug 2007 to 31 Oct 2007)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF23 Corporate Finance Adviser (22 May 2003 to 28 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.