Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
- CF26 Customer Trading (8 Dec 2003 to 23 Mar 2006)
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- CF21 Investment Adviser (1 Jun 2006 to 31 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.