Richard Gene Kavanagh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
    • [FCA CF] Client dealing (since 11 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (30 Jun 2021 to 23 Apr 2025)
    • CF30 Customer (12 May 2021 to 26 Nov 2025)
  • Simon Li (no longer approved here)

    FRN 841779

    • (1)Employed By (12 May 2021 to 26 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (2 Jan 2018 to 30 Jun 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (2 Dec 2015 to 2 Jan 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Aug 2014 to 30 Nov 2015)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (69)Employed By (10 Oct 2012 to 26 Nov 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (262)Employed By (10 Feb 2010 to 4 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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