Simon Li

FRN: 841779
Last scraped: 16 hours ago

This firm operates as an appointed representative of Rosemount Financial Solutions (IFA) Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2-4 Chequers Road

Basingstoke

Hampshire

RG21 7PU

UNITED KINGDOM

Phone

+4401256405460

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Gene Kavanagh
IRN RGK01023
- (1)Employed By (12 May 2021 to 26 Nov 2025)
Simon Li
IRN SSL01017
- (1)Employed By (since 17 Sep 2021)
Stephen Myles McHale
IRN SMM01237
- (2)Employed By (15 May 2019 to 8 Apr 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.