Richard Francis Grover

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Client dealing (since 20 Nov 2024)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Algorithmic trading (24 Dec 2018 to 16 Sep 2024)
    • [FCA CF] Client dealing (24 Dec 2018 to 16 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (24 Dec 2018 to 5 Jan 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Nov 2011 to 25 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.