Richard Fletcher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HQN Financial Management Limited

    FRN 431467

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2022)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Feb 2004 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 10 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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