Richard Easterbrook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (22 Nov 2021 to 30 Sep 2022)
- CF30 Customer (19 Nov 2021 to 30 Sep 2022)
Cole Financial Associates Limited (no longer approved here)
FRN 778962
- Employed By (19 Nov 2021 to 30 Sep 2022)
Titan Settlement & Custody Ltd (no longer approved here)
FRN 533039
- CF30 Customer (3 Jan 2018 to 23 Apr 2018)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.