Richard David Wheeler

• Hybrid Advice Central Limited

  FRN 711110

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
  • [FCA CF] Client dealing (since 8 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 9 Sep 2016)
  • CF1 Director (AR) (4 Jul 2024 to 12 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2022 to 23 May 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 May 2024)
  • CF30 Customer (13 Jan 2016 to 8 Dec 2019)
  • CF1 Director (13 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Jan 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Jan 2016 to 20 Apr 2018)
  • Responsible for Insurance Mediation (13 Jan 2016 to 30 Sep 2018)
• Southernhay Wealth Limited (no longer approved here)

  FRN 1017064

  • (1)Employed By (19 Sep 2024 to 12 Nov 2024)
• Wheatley IFA Limited (no longer approved here)

  FRN 912401

  • Employed By (4 Jul 2024 to 12 Nov 2024)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF1 Director (AR) (20 Dec 2012 to 13 Jan 2016)
  • CF30 Customer (1 Nov 2007 to 13 Jan 2016)
  • CF22 Investment Adviser (Trainee) (24 Oct 2007 to 31 Oct 2007)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (30 Jun 2004 to 21 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Oct 2003 to 30 Jun 2004)

No changes recorded yet.