Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Countrywide Principal Services Limited
FRN 301684
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (22 Mar 2024 to 4 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
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- CF30 Customer (28 Apr 2008 to 8 Sep 2008)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2008)
- CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)
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- (7)Employed By (9 Mar 2005 to 25 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.