Richard David Henderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MTI Partnership LLP

    FRN 467158

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF27 Investment Management
    • CF3 Chief Executive (15 Feb 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2007 to 8 Dec 2019)
    • CF4 Partner (20 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2007 to 8 Dec 2019)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF30 Customer (21 Jun 2010 to 31 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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