Richard Clode

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Fund Management UK Limited
FRN 121859
- [FCA CF] Material risk taker (since 8 Apr 2026)
- [FCA CF] Client dealing (since 17 Apr 2020)
- [FCA CF] Material risk taker (17 Apr 2020 to 17 Apr 2023)
- CF30 Customer (27 Jun 2014 to 10 Feb 2015)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (27 Jun 2014 to 8 Dec 2019)
Herald Investment Management Limited (no longer approved here)
FRN 166064
- CF27 Investment Management (1 Jun 2004 to 25 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.