Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mr Steven Alexander Smith (no longer approved here)

    FRN 314247

    • CF28 Systems and controls (1 Nov 2007 to 29 Feb 2016)
    • CF29 Significant management (1 Nov 2007 to 29 Feb 2016)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 29 Feb 2016)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.